• If you are requesting to transfer from your Qualified Retirement Plan, please contact your plan administrator; this form may not be required. Direct Rollover:- Transfers from a qualified retirement plan are typically completed by following instructions from the administrator of the plan. - You may, however, list several funds on one transfer form, provided they are all held at the same mutual fund company. Monday-Friday 9:00am-5:00pm Central Also on the form page is a link to a Signature Verification Form pdf file. If you are transferring a margin and/or options account with an existing debit balance and/or options contract, please make sure you have been approved for margin/options trading in your TD Ameritrade account. Bottom Line. Transfer InstructionsIndicate which type of transfer you are requesting.If the assets are coming from a: Brokerage account: indicate whether your transfer is to be TOTAL or PARTIAL by checking the appropriate box. Instead, please complete either the TOTAL Transfer Section or PARTIAL Transfer Section of the form. Please consult other sources of information and consider your individual financial position and goals before making an independent investment decision. TD Ameritrade does not make recommendations or determine the suitability of any security, strategy or course of action, for you, through the use of TD Ameritrade's trading tools. Please complete the online External Account Transfer Form.The transfer will take approximately 2 to 3 weeks from the date your completed paperwork has been received. How do I transfer shares held by a transfer agent? Brokerage services provided by TD Ameritrade, Inc., member FINRA/ SIPC. Taxes related to TD Ameritrade offers are your responsibility. Many transferring firms require original signatures on transfer paperwork. We do not charge clients a fee to transfer an account to TD Ameritrade. Bank/CD/Annuity transfer:- Please send a personal check. Information about your TD Ameritrade Account- Write the name(s)/title of the account as it appears on your TD Ameritrade account. © 2020 TD Ameritrade. For example, non-standard assets - such as limited partnerships and private placements - can only be held in TD Ameritrade IRAs and will be charged additional fees. Remember to do the following:- Include a copy of your most recent statement with your account name(s)/title clearly shown.- Complete Sections 2 and 3 in full.- Complete the appropriate information in Section 4.- Make sure your account title in Section 2 matches the account title in Section 3.- Sign in Section 5 that you are an account owner or trustee.- Please contact a New Client consultant if you want help completing the Account Transfer Form . Delivering firms will usually charge fees to transfer the account out, which may result in a debit balance once your transfer is completed. Open a new account with TD Ameritrade if you do not already have one. Please contact TD Ameritrade at 1-800-669-3900 for information on additional exceptions for IRAs. Your completed form must include both account numbers and a detailed description of the assets to be transferred (such as the exact amount of cash and/or number of shares of what security, or specify "all assets"). How do I complete the Account Transfer Form? When transferring a CD, you can have the CD redeemed immediately or at the maturity date. Etrades website and app are way better than Vanguards. Vanguard doesn’t pay to attract your money except it lowers the commission to $2 a trade when you have $500k. So find Vanguard has no transfer out fee and Etrade makes it super easy to transfer from another brokerage. Debit balances must be resolved by either: - Funding your account with an IRA contribution (IRA contributions must be in accordance with IRS rules and contribution limitations). Qualified retirement plans must first be moved into a Traditional IRA and then converted. While deemed reliable, TD Ameritrade makes no representations or warranties with respect to the accuracy or completeness of information provided. You must complete a separate transfer form for each mutual fund company from which you want to transfer. If you choose to transfer shares, you must also choose whether you would like FUTURE CAPITAL GAINS AND DIVIDENDS reinvested into shares or paid in cash. Tim Plaehn has been writing financial, investment and trading articles and blogs since 2007. Open TD Ameritrade Account Other Accounts at Vanguard for Minors If the UGMA/UTMA account doesn’t appeal to you, Vanguard does offer a 529 plan, which could be a viable alternative, especially if you’re trying to save for education. ACH transfers are probably the most common way to move money into and out of your TD Ameritrade brokerage account simply because they are relatively quick and entirely free. Transferring options contracts:If your account transfer includes options contracts, the transfer of your entire account could be delayed if we receive your properly completed transfer paperwork less than two weeks before the monthly options expiration date. The subject of this thread may mislead as it may imply that Vanguard is shifting all brokerage accounts to TD Ameritrade. This type of transfer is processed as a non-ACATS transfer. Once the assets are here, you'll have full access to your cash and securities. Before investing in any mutual fund or ETF, be sure to carefully consider the fund's objectives, risks, charges and expenses. Otherwise, a $20 fee is charged annually for all Vanguard Brokerage Accounts and for each individual Vanguard mutual fund holding with a balance lower than $10,000. Are Fidelity and Vanguard funds you do business with to find one that can help you process form! 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